WuJinxing
                     LiPeixian*
                     ZhouXiaowei*
               
                  - 
                           
                        (Wide Bandgap Semiconductor Technology Disciplines State Key Laboratory, School of
                        Advanced Materials and Nanotechnology, Xidian 
                        University, Xi’an 710071, China
                        )
                        
 
            
            
            Copyright © The Institute of Electronics and Information Engineers(IEIE)
            
            
            
            
            
               
                  
Index Terms
               
               Tunneling, AlGaN, ultraviolet, light-emitting diodes, hole injection efficiency, light output power
             
            
          
         
            
                  I. INTRODUCTION
               
                  Ultraviolet light-emitting diodes are widely used in water purification, decomposition
                  gas, Virus elimination, anti-counterfeiting detection, and others (1-4). UV-LEDs have the advantages of long life, energy-saving, no mercury contamination,
                  and small size when compared to conventional mercury-based UV sources (5,6). However, there are still many obstacles to the photoelectric performance of UV-LED
                  devices, such as high dislocation density due to heteroepitaxial, the high activation
                  energy of Mg acceptor, relatively low hole mobility, poor hole injection efficiency,
                  and serious electronic overflow (7-9).
                  
               
               
                  These problems can cause a very low luminous efficiency of UV-LEDs devices. To overcome
                  these problems, numerous approaches have been proposed. Migration-enhanced metal-organic
                  chemical vapor deposition is a method to improve the crystal quality of GaN materials.
                  TMA and NH3 are pulsed into the reaction chamber, which reduces the pre-reaction of
                  group III elements and group V elements and significantly increases the surface mobility
                  of atoms (10,11). Besides, the epitaxial lateral overgrowth technique effectively reduces the density
                  of threading dislocations through the mask layer (12-14). UV-LED with an inverted V-shaped EBL structure has higher light output power and
                  radiation recombination rate (15). Due to the polarization effect, the AlGaN material with a graded aluminum composition
                  generates three-dimensional hole gas, resulting in an increase in hole concentration
                  (16). It is a very typical method to increase the performance of UV-LED devices through
                  the superlattice electron blocking layer structure (17). The electric field generated by the polarization effect causes holes to accelerate
                  into the active region of MQWs (18). Zhang et al (19). reported an InGaN/GaN LED with a polarized tunnel junction structure, which effectively
                  improves the external quantum efficiency and current diffusion of the device.
                  
               
               
                  
                        
                        
Fig. 1. Structures of (a) Device A, (b) tunneling enhanced Device B.
                           
                        
                      
                  
                  
               
               
                  Generally, a depletion region formed by p$^{+}$-GaN and ITO layers has a negative
                  effect on hole injection, and since the concentration of holes is relatively low,
                  the width of the depletion region is difficult to shorten (20). In this work, we proposed a structure that enhances tunneling by inserting 1nm AlN
                  on p$^{+}$-GaN and ITO current spreading layers. When the UV LED device is applied
                  with a forward voltage, electrons will accumulate at the interface of p$^{+}$-GaN
                  and AlN, which narrows the width of the tunneling region. In addition, since the dielectric
                  constant of AlN is relatively small compared to GaN, the AlN layer will produce a
                  stronger electric field, which increases the drift velocity of the holes (21). As a result, the hole injection efficiency and light output power of the tunneling
                  enhanced UV-LED device are improved. 
                  
               
             
            
                  II. STRUCTURES AND PARAMETERS
               
                  As shown in Fig. 1, the UV-LED structures are arranged along [0001] on the c-plane sapphire substrate,
                  and the bottom layer is 4 µm Si-doped Al$_{0.1}$Ga$_{0.9}$N. Then there are the multiple
                  quantum wells (MQWs), which includes six 3-nm In$_{0.01}$Ga$_{0.99}$N quantum wells
                  and seven 10-nm Al$_{0.1}$Ga$_{0.9}$N quantum barriers. On the MQWs, there is a layer
                  of 20 nm p-Al$_{0.2}$Ga$_{0.8}$N electron blocking-layer (EBL), a layer of 200 nm
                  p-Al$_{0.05}$Ga$_{0.95}$N and 25 nm p$^{+}$-GaN ohmic contact layer. The Mg doping
                  concentration of p$^{+}$-GaN is 10$^{20}$ cm$^{-3}$, and the hole concentration is
                  3×10$^{19}$ cm$^{-3}$. Compared with device A, device B only has an extra layer of
                  1nm AlN above the p$^{+}$-GaN layer. The size of the UV-LED chip is 300 μm × 254 μm.
                  
               
               
                  
                        
                        
Fig. 2. Numerically calculated energy band diagrams of (a) Device A, (b) Device B
                           at 120 mA.
                           
                        
                      
                  
                  
               
               
                  
                        
                        
Fig. 3. (a) Ga polarity charge distribution caused by spontaneous polarization and
                           piezoelectric polarization of GaN and AlN, (b) the electric field distribution of
                           device A and device B obtained by numerical calculation at a current of 120 mA. 
                           
                        
                      
                  
                  
               
               
                  The energy band diagram, hole concentration distribution, and electric field distribution
                  of UV-LEDs are numerically investigated by the advanced semiconductor device physical
                  model simulation software APSYS. This software can self-consistently solve Schrodinger
                  Poisson equations, current continuity equations, quantum wave equations under suitable
                  boundary conditions. The operating temperature, theoretical polarization charge, and
                  Shockley-Read-Hall (SRH) recombination life are set to 300 K, 50%, and 20ns, respectively
                  (22,23). The band offset ratio is set to 50:50 for Al$_{\mathrm x}$Ga$_{1-\mathrm x}$N /
                  GaN and Al$_ \mathrm x$Ga$_{1- \mathrm x}$N / In$_ {\mathrm x}$Ga$_{1-\mathrm x}$N
                  heterojunctions (24).
                  
               
             
            
                  III. RESULTS AND DISCUSSION
               
                  The numerically calculated energy band diagrams of Device A and Device B at 120 mA
                  are shown in Fig. 2. As illustrated in Fig. 2(b), since the Device B forms a heterojunction with p$^{+}$-GaN and AlN, electrons accumulate
                  at the interface between p$^{+}$-GaN and AlN, and the conduction band at the interface
                  is pulled down, thereby shortening the width of the tunneling region.
                  
               
               
                  Ga polarity charge distribution caused by spontaneous polarization and piezoelectric
                  polarization of GaN and AlN, and the electric field distribution of device A and device
                  B are shown in Fig. 3(a) and (b). As illustrated in Fig. 3(a), P$_{sp}$ and P$_{pz}$ represent spontaneous polarization and piezoelectric polarization,
                  respectively. The GaN layer is completely relaxed, only P$_{sp}$ exists, but the AlN
                  layer P$_{sp}$ and P$_{pz}$ exist (25). For the Ga-polar structure, a net positive charge exists at the GaN / AlN interface,
                  which can attract many electrons to further accumulate at the GaN / AlN interface,
                  thereby further shortening the width of the tunneling region, resulting in a significant
                  increase in the probability of tunneling. Under forward bias, electrons in the p$^{+}$-GaN
                  layer tunnel through the depletion region, leaving holes injected into the MQWs active
                  region. Therefore, the increase in tunneling probability will increase the concentration
                  of holes injected into the active region of MQWs, thereby increasing the efficiency
                  of hole injection.
                  
               
               
                  The electric field distributions of Devices A and B are shown in Fig. 3(b). The dielectric constants of GaN and AlN are 9.5 and 8.5 (21), respectively, and according to formula (1), a lower dielectric constant causes a higher electric field. Compared to Device A,
                  the increase in the electric field of Device B causes higher tunneling efficiency
                  of the carriers. As we all know, the relation between hole drift velocity ($V_{p}$)
                  and kinetic energy ($E_{k}$) and electric field (E) is determined by the following
                  formula (26):
                  
               
               
                  
                  
                  
                  
                  
               
               
                  
                  
                  
                  
                  
               
               
                  Where $μ_{p}$ is the hole mobility, E is the electric field strength, $V_{p}$ is the
                  drift velocity of the hole, and ${m_h}^*$ is the effective mass of the hole. The direction
                  of the electric field is along [000-1], which is consistent with the drift direction
                  of the holes. Since Device B has polarized charges at the interface between GaN and
                  AlN, there are two additional electric fields in Device B, where the forward electric
                  field has a negative effect on the hole transport and the negative electric field
                  plays a positive role. To consider the effect of the electric field on hole injection,
                  we integrated the electric field. The average of the integration results is -2778
                  mV and -3085 mV for Device A and Device B. Therefore, the holes of Device B will achieve
                  higher drift speed and higher kinetic energy, and the hole injection efficiency is
                  further increased.
                  
               
               
                  
                        
                        
Fig. 4. (a) Numerically calculated hole concentration distributions among MQWs active
                           region at 120 mA, (b) current-voltage characteristics for Device A and Device B.
                           
                        
                      
                  
                  
               
               
                  
                        
                        
Fig. 5. (a) Internal quantum efficiency at different currents, (b) Radiation recombination
                           rate at 120 mA.
                           
                        
                      
                  
                  
               
               
                  The numerically calculated hole concentration distribution and current-voltage characteristics
                  between the active regions of MQWs of device A and device B are shown in Fig. 4(a) and (b). As shown in Fig. 4(a), the tunneling-enhanced device B shows a higher hole concentration between the active
                  regions of MQWs than the device A. As mentioned above, the tunnel enhanced Device
                  B can reduce the width of the tunneling region, and the AlN layer with a lower dielectric
                  constant can increase the electric field, resulting in an increase in the concentration
                  and drift velocity of holes, thereby improving the hole injection efficiency of the
                  UV-LED device.
                  
               
               
                  Fig. 4(b) shows the numerically calculated current-voltage characteristics of Device
                  A and Device B. When the injection current of the UV-LED device is 20mA, the forward
                  voltage ($V_f$) of the Device A and Device B are 3.74 V and 3.63 V, respectively.
                  the $V_f$ of Device B is slightly smaller than that of Device A, which is due to the
                  shorter tunneling area of device B and a higher concentration of holes injected into
                  the active region. At the same time, the added AlN layer increases the drift velocity
                  of holes. 
                  
               
               
                  The internal quantum efficiency (IQE) and radiation recombination rate of the Devices
                  A and B are shown in Fig. 5(a) and (b). To better observe the difference in the radiation recombination rate
                  of Device A and Device B, we shifted the abscissa of Device B to the right by 0.002
                  μm in the figure. As illustrated in Fig. 5(a), At a current of 120 mA, the internal quantum efficiency (IQE) of device A is 38.3%,
                  the internal quantum efficiency (IQE) of device B is 45.8%, and the IQE of device
                  B is increased by 19.6% compared with device A. 
                  
               
               
                  
                        
                        
Fig. 6. (a) EL spectrum, (b) optical output power of two devices at different injection
                           current levels. The size for the UV-LED chips is 300 μm x 254 μm.
                           
                        
                      
                  
                  
               
               
                  From the radiative recombination rate diagram of the active region at 120 mA in Fig. 5(b), Device B exhibits higher radiation recombination efficiency, suggesting Device B
                  has higher carrier injection efficiency compared to Device A.
                  
               
               
                  As shown in Fig. 6(a) and (b), the light output power (LOP) and electroluminescence (EL) curves prove
                  that the tunneling enhanced structure is reasonable for improving the performance
                  of the UV-LED. Fig. 6(a) shows the electroluminescence (EL) spectra of the two devices at different currents
                  (30 mA, 120 mA, and 180 mA, respectively). The peak emission wavelength of the two
                  devices is approximately 365 nm. When the injection current is 30 mA, 120 mA and 180
                  mA, the EL intensity of Device B is always stronger than Device A. 
                  
               
               
                  The optical output power (LOP) of equipment A and B is shown in Fig. 6(b). When the current is 120 mA, the optical output power of device A and device B are
                  251 mW and 300.2 mW, respectively. Compared with device A, the LOP of device B has
                  increased by 19.6%, which corresponds to the analysis in Fig. 2-5. The increase in optical output power of device B with enhanced tunneling is attributed
                  to the increase in hole injection efficiency.
                  
               
             
            
                  V. CONCLUSIONS
               
                  In this article, we report a UV-LED structure with enhanced tunneling. Studies have
                  shown that in the tunneling-enhanced UV-LED, the width of the tunneling region can
                  be shortened due to the accumulation of electrons at the interface of p$^{+}$-GaN
                  and AlN. Since the dielectric constant of the inserted AlN layer is small, the electric
                  field strength in the tunneling region is enhanced, which further improves the hole
                  injection efficiency. Therefore, compared with device A, the optical output power
                  of device B at 120 mA has increased by 19.6%. The tunneling-enhanced structure provides
                  a low-cost and simple method for increasing the hole injection efficiency and luminous
                  efficiency of UV-LEDs
                  
               
             
          
         
            
                  ACKNOWLEDGMENTS
               
                  This research was funded by the National Key R&D Program of China (Grant Nos. 2016YFB0400800),
                  the National Natural Science Foundation of China (Grant No. 61634005), and the Key
                  R&D projects of Shaanxi Province (Grant No. 2018ZDCXL-GY-01-07).
                  
               
             
            
                  
                     REFERENCES
                  
                     
                        
                        Cheong H.-S., 2006, Growth and Characteristics of Near-UV LED Structures on Wet-Etched
                           Patterned Sapphire Substrate, J. Semicond. Technol. Sci., Vol. 6, No. 3, pp. 199-205

 
                     
                        
                        Kim S.Y., 2005, Enhanced Hole Injections in Organic Light Emitting Diode using Rhodium
                           Oxide Coated Anode, J. Semicond. Technol. Sci., Vol. 5, No. 2, pp. 77-82

 
                     
                        
                        Khan A., 2008, Ultraviolet light-emitting diodes based on group three nitrides, Nat.
                           Photonics, Vol. 2, No. 2, pp. 77-84

 
                     
                        
                        Hirayama H., 2015, Recent Progress in AlGaN‐Based Deep‐UV LEDs, Electron Commun Jpn,
                           Vol. 98, No. 5, pp. 1-8

 
                     
                        
                        Tao H., 2019, Numerical Investigation on the Enhanced Performance of N-Polar AlGaN-Based
                           Ultraviolet Light-Emitting Diodes With Superlattice p-Type Doping, IEEE Trans. Electron
                           Dev, Vol. 66, No. 1, pp. 478-484

 
                     
                        
                        Wang Y., 2020, Using a Multi-Layer Stacked AlGaN/GaN Structure to Improve the Current
                           Spreading Performance of Ultraviolet Light-Emitting Diodes, Materials, Vol. 13, No.
                           2, pp. 454

 
                     
                        
                        Verzellesi G., 2013, Efficiency droop in InGaN/GaN blue light-emitting diodes: Physical
                           mechanisms and remedies, J. Appl. Phys., Vol. 114

 
                     
                        
                        Li D., 2018, AlGaN photonics: recent advances in materials and ultraviolet devices,
                           Adv. Opt. Photonics., Vol. 10, No. 1, pp. 43-110

 
                     
                        
                        Maeda N., 2013, Realization of high-efficiency deep-UV LEDs using transparent p-AlGaN
                           contact layer, Phys. Status Solidi C, Vol. 10, No. 11, pp. 1521-1524

 
                     
                        
                        Zhang J., 2001, Pulsed atomic layer epitaxy of quaternary AlInGaN layers, Appl. Phys.
                           Letter., Vol. 79, No. 7, pp. 925-927

 
                     
                        
                        Fareed R.S., 2004, High quality InN/GaN heterostructures grown by migration enhanced
                           metalorganic chemical vapor deposition, Appl. Phys. Letter., Vol. 84, No. 11, pp.
                           1892-1894

 
                     
                        
                        Nakamura S., 1998, Present status of InGaN/GaN/AlGaN-based laser diodes, J. Cryst.
                           Growth., Vol. 189, pp. 820-825

 
                     
                        
                        Knauer A., 2013, AlGaN layer structures for deep UV emitters on laterally overgrown
                           AlN/sapphire templates, Phys. Status Solidi A., Vol. 210, No. 3, pp. 451-454

 
                     
                        
                        Dong P., 2013, 282-nm AlGaN-based deep ultraviolet light-emitting diodes with improved
                           performance on nano-patterned sapphire substrates, Appl. Phys. Lett., Vol. 102, No.
                           24, pp. 241113

 
                     
                        
                        Fan X.C., 2015, Efficiency improvements in AlGaN-based deep ultraviolet light-emitting
                           diodes using inverted-V-shaped graded Al composition electron blocking layer, Superlattice
                           Microst., Vol. 88, No. 88, pp. 467-473

 
                     
                        
                        Simon J., 2010, Polarization-Induced Hole Doping in Wide-Band-Gap Uniaxial Semiconductor
                           Heterostructures, Science, Vol. 327, No. 5961, pp. 60-64

 
                     
                        
                        Sun P., 2015, Advantages of AlGaN-based deep ultraviolet light-emitting diodes with
                           a superlattice electron blocking layer, Superlattice Microst., Vol. 85, pp. 59-66

 
                     
                        
                        Zhang Z.-H., 2016, On the hole accelerator for III-nitride light-emitting diodes,
                           Appl. Phys. Lett., Vol. 108, No. 15, pp. 151105

 
                     
                        
                        Zhang Z.-H., 2013, InGaN/GaN light-emitting diode with a polarization tunnel junction,
                           Appl. Phys. Lett., Vol. 102, No. 19, pp. 193508

 
                     
                        
                        Lin C.F., 2000, Properties of Mg activation in thermally treated GaN: Mg films, J.
                           Appl. Phys., Vol. 88, No. 11, pp. 6515-6518

 
                     
                        
                        Li L.P., 2017, A dielectric-constant-controlled tunnel junction for III-nitride light-emitting
                           diodes, Phys. Status Solidi A, Vol. 214, No. 6, pp. 1600937

 
                     
                        
                        Bernardini F., 1997, Spontaneous polarization and piezoelectric constants of III-V
                           nitrides, Phys. Rev. B., Vol. 56, No. 16, pp. 10024-10027

 
                     
                        
                        Fiorentini V., 2002, Evidence for nonlinear macroscopic polarization in III-V nitride
                           alloy heterostructures, Appl. Phys. Lett., Vol. 80, No. 7, pp. 1204-1206

 
                     
                        
                        Piprek J., 2010, Efficiency droop in nitride-based light-emitting diodes, Phys. Status
                           Solidi A, Vol. 207, No. 10, pp. 2217-2225

 
                     
                        
                        Ambacher O., 2000, Two dimensional electron gases induced by spontaneous and piezoelectric
                           polarization in undoped and doped AlGaN/GaN heterostructures, J. Appl. Phys., Vol.
                           87, No. 1, pp. 334-344

 
                     
                        
                        Lang J., 2019, High performance of AlGaN deep-ultraviolet light emitting diodes due
                           to improved vertical carrier transport by delta-accelerating quantum barriers, Appl.
                           Phys. Lett., Vol. 114, No. 17, pp. 172105

 
                   
                
             
            Author
             
             
             
            
            
               Jinxing Wu was born in Tongchuan City, Shaanxi Province, China in 1993. 
            
            Received a master's degree from Xidian University in 2018. 
            He is currently studying for a Ph.D. in Wide Bandgap Semiconductor Tech-nology Disciplines
               State Key Laboratory, School of Advanced Materials and Nanotechnology, Xidian University.
               
            
            His interests include AlGaN material epitaxy and high-efficiency AlGaN-based UV-LED
               devices.
               
            
            
            
               Peixian Li was born in 1972, is a professor and doctoral supervisor at Xidian University.
               
            
            Young science and technology star of Shaanxi Province, China, innovative and entrepreneurial
               talents in Shaanxi Province, and second-class expert of Shaanxi Provincial SASAC.
               
            
            Head of Optoelectronics Research at the State Key Subject Laboratory of Wide Band
               Gap Semiconductor Materials and Devices. 
            
            Affiliated to the National Innovation Team of Academician of Yue Hao Academy of Sciences.
               
            
            Engaged in the research of GaN-based optoelectronic materials and devices. 
            Hosted or participated in more than 10 projects above the provincial and ministerial
               level and obtained a large number of scientific research results with industrial practical
               value.
               
            
            
            
               Xiaowei Zhou is an associate professor of Xidian University. 
            
            Affiliated to the National Innovation Team of Academician of Yue Hao Academy of Sciences.
               
            
            State Key Subject Laboratory of Wide Band Gap Semiconductor Materials and Devices.
               
            
            The main research directions are: nitride semiconductor material growth technology;
               GaN-based deep ultraviolet LED materials and devices; new GaN-based heterojunction
               material technology.