(Munhyuk Yim)
                     1
                     
                     (Buil Jeon)
                     2
                     
                     (Giwan Yoon)
                     2†
               
                  - 
                           
                        (Department of Information and Communications Engineering, Korea Advanced Institute
                        of Science and Technology, Daejeon, 34141, Korea)
                        
- 
                           
                        (School of Electrical Engineering, Korea Advanced Institute of Science and Technology,
                        Daejeon, 34141, Korea)
                        
 
            
            
            Copyright © The Institute of Electronics and Information Engineers(IEIE)
            
            
            
            
            
               
                  
Index Terms
               
               Nanogenerator, zinc oxide, aluminium nitride, tandem-type, interlayer, vertical integration
             
            
          
         
            
                  I. INTRODUCTION
               The piezoelectric nanogenerator devices that operate particularly on flexible substrates
                  have attracted great attention as a useful method for easily harvesting the random
                  mechanical energy that is usually generated in our surrounding environments[1,2]. Many piezoelectric nanogenerator devices have been fabricated using zinc oxide (ZnO)
                  which is one of the most widely used piezoelectric materials and also a key component[2-6]. In general, their output voltages that are generated by mechanical movements or
                  vibrations are very important for high-efficiency energy harvesting applications.
               
               In order to improve the output voltage of a piezoelectric nanogenerator device, it
                  is critical to prevent the induced piezoelectric potential in the piezoelectric nanogenerator
                  device from being reduced due to an undesirable charge flow through an external circuit
                  or within the device itself. As a solution, the reliable contact potential barriers
                  between piezoelectric ZnO nanostructures and electrodes were formed, using various
                  insulating materials such as polymethyl methacrylate (PMMA), aluminium oxide (Al2O3), and aluminium nitride (AlN)[2-5]. Especially, the use of AlN thin film as an interlayer has been demonstrated to be
                  a promising way of forming a desirably high potential barrier mainly due to its high
                  dielectric constant (ɛ = 9) and large Young’s modulus (E = 330 GPa)[5]. Besides, a modified scheme of vertically integrated nanogenerator (VING) devices
                  has also been reported in an effort to increase the output voltages[3,6].
               
               In this work, we present a new tandem-type vertically integrated nanogenerator (TVING)
                  device with five layers of alternately stacked thin films (AlN/ZnO/AlN/ ZnO/AlN) in
                  comparison with the conventional vertically integrated nanogenerator (VING) device
                  with three layers  of stacked thin films (AlN/ZnO/AlN) as well as the conventional
                  nanogenerator (NG) device with a single pure ZnO layer. Here, all the AlN and ZnO
                  thin films were deposited in-situ in a radio frequency (RF) magnetron sputtering system.
                  Compared to both the VING and NG devices, the TVING device has shown better performance
                  in terms of the output voltages (measured using a bending/releasing cycle test system)
                  and the potential distributions (obtained using a simulation tool). Specifically,
                  the TVING devices exhibited about twice larger output voltages than the VING devices,
                  while the NG devices showed the smallest output voltages among them. Moreover, the
                  TVING devices could be formed by integrating two individual VING (or VING-like) devices
                  through a simple in-situ process of depositing two different thin films, as shown
                  in Fig. 1(c). Thus, this approach appears to be effective in fabricating even highly integrated
                  forms of ZnO-based micro-energy harvesting devices.
               
                
                  
                  
                        
                        
Fig. 1. Schematics of 3 different nanogenerator devices designed in this work (a)
                           NG device (with a single ZnO layer only), (b) VING device (with AlN/ZnO/AlN-stacked
                           layers), (c) TVING device (with AlN/ZnO/AlN/ZnO/AlN-stacked layers). Inset of (a)
                           shows a SEM image of actually grown ZnO nanorods.
                        
 
                      
                  
               
             
            
                  II. EXPERIMENTS
               We fabricated three different kinds of nanogenerator devices in this work. As shown
                  in Fig. 1, each schematic device structure is defined as (a) an NG device with a single layer
                  structure (ZnO), (b) a VING device with a three-layer structure (AlN/ZnO/AlN), and
                  (c) a TVING device with a five-layer structure (AlN/ZnO/AlN/ZnO/ AlN). Here, all the
                  AlN and ZnO thin films were deposited on flexible substrates made of indium tin oxide
                  (ITO)-coated polyethylene naphthalene (PEN) using a radio frequency (RF) magnetron
                  sputtering technique with AlN and ZnO targets (each 4-inch diameter) while the substrates
                  were rotating at 8 rpm to enhance the uniformity of the deposited films. The base
                  pressure of the deposition chamber was kept to be approximately 3.5×10-6 Torr using a turbomolecular pump to remove any possibly existing particles and impurities
                  in the chamber. Also, prior to each film deposition, the presputtering of AlN and
                  ZnO targets was conducted to remove any possible contaminations on each target. Then,
                  the AlN and ZnO layers were deposited at the powers of 180 W and 200 W and under the
                  pressures of 18 mTorr and 15 mTorr, respectively. In addition, prior to the formation
                  of each silver (Ag) top electrode, all the samples (NG, VING, and TVING) with the
                  as-deposited AlN and ZnO films were thermally annealed simultaneously at 130°C for
                  1 hour, followed by the formation of each Ag top electrode (its effective area of
                  2.8 cm×1.3 cm) using Ag paste through the doctor blading technique (known as one of
                  the non-vacuumed printing methods). Finally, they were all cured at 100°C for 30 minutes.
                  More process details were summarized in Table 1.
               
                
                  
                  
                        
                        
Table 1. Deposition conditions of AlN and ZnO thin films
                     
                      
                        
                              
                                 
                                    | Films | AlN | ZnO | 
                              
                                    | Deposition system | RF magnetron sputtering | 
                              
                                    | Base pressure (mTorr) | 3.5 × 10-6 | 
                              
                                    | Presputtering time (min) | 10 | 
                              
                                    | RF power (W) | 180 | 200 | 
                              
                                    | Working pressure (mTorr) | 18 | 15 | 
                              
                                    | Gas flow | Ar | Ar(75%)+O2(25%)
                                     | 
                              
                                    | Substrate rotation speed (rpm) | 8 | 
                              
                                    | Substrate temperature | Room temperature | 
                              
                                    | Deposition time (min) | 15/20/50 | 60 | 
                              
                                    | Deposition thickness (nm) | 15/20/50 | 150 | 
                              
                                    | Deposition rate (nm/min) | 1 | 2.5 | 
                              
                                    | Annealing condition | 130℃ for 1 hour | 
                              
                                    | Ag paste curing condition | 100℃ for 30 minutes | 
                           
                        
 
                     
                   
                  
               
               The output voltage of each device was measured using a digital multimeter (Keysight
                  34401A) for various strain rates in a mechanical bending and releasing system, as
                  shown in Fig. 2. Two lines of copper (Cu) wires contacted to the Keysight 34401A were connected respectively
                  to the top and bottom electrodes of each device. The microstructures of the deposited
                  AlN and ZnO thin films were characterized by the low-resolution transmission electron
                  microscopy (LRTEM, JEOL JEM-ARM200F). The top of each analyzed sample was coated with
                  a platinum (Pt) protection layer (seen as a thin black layer on the topmost of each
                  TEM image) for the TEM measurements. The depth profile of the chemical compositions
                  for each device was also obtained using an energy-dispersive X-ray (EDX).
               
                
                  
                  
                        
                        
Fig. 2. Schematic illustration of the mechanical bending and releasing cycle test
                           system used for output voltage measurements in this work.
                        
 
                      
                  
               
                
             
            
                  III. RESULTS AND DISCUSSION
               Fig. 3 shows the cross-sectional LRTEM images (left side) and EDX depth profiles (right
                  side) respectively of three different devices (NG, VING, and TVING) fabricated in
                  this work. The cross-sectional LRTEM images demonstrated that the three different
                  NG devices were well fabricated as designed, further confirmed by the depth profiles
                  showing the existence of the representative three elements, i.e., zinc (Zn), aluminium
                  (Al), and indium (In) in the ZnO, AlN, and ITO layers, respectively. Based on this
                  analysis, it was found that both the ZnO and AlN films in the three different devices
                  (NG, VING, and TVING) were deposited in their thickness ranges of about 150~170 nm
                  and 15~50 nm, respectively.
               
                
                  
                  
                        
                        
Fig. 3. Cross-sectional LRTEM images (left side) and EDX depth profiles (right side)
                           of 3 different devices (a) and (b) NG device, (c) and (d) VING device, (e) and (f)
                           TVING device.
                        
 
                      
                  
               
               Fig. 4 shows the output voltages measured from the three different devices (NG, VING, and
                  TVING). To extract the output voltages, each device was periodically bent by a strain
                  of 0.08% at various strain rates of 0.01% s-1 (black), 0.02% s-1 (green circle), 0.03% s-1 (blue square), and 0.04% s-1 (red star) and subsequently released. Both sets of the positive and negative pulses
                  were produced through a single cycle with the consecutive steps of bending and release,
                  respectively.
               
               It was also observed in this work that the output voltages of all three different
                  nanogenerator devices (NG, VING, and TVING) tended to increase as the strain rate
                  increased. When the two individual layers of AlN films as a potential barrier material
                  were inserted respectively into the upper and lower sides of the VING device (Fig. 4(b)), there was a significantly large increase in the output voltage, compared to that
                  of the NG device without any AlN layer (Fig. 4(a)). Those two AlN interlayers, acting as a reliable electron-blocking layer, seem to
                  play an important role in blocking an undesirable flow of electrons, thus preventing
                  a degradation of the piezoelectric potential induced in the ZnO layer[5]. As shown in Fig. 4(c), the TVING device proposed in this work exhibited a significantly large output voltage
                  than the VING device. Moreover, the peak-to-peak voltages for NG, VING, and TVING
                  devices were respectively measured to be ~0.02 V, ~0.07 V, and ~0.12 V on average
                  at a strain rate of 0.04% s-1.
               
                
                  
                  
                        
                        
Fig. 4. Output voltages of 3 different devices (a) NG device, (b) VING device, (c)
                           TVING device.
                        
 
                      
                  
               
               As shown in Fig. 5, we also compared the two potential distributions for the VING and TVING devices
                  that were extracted using a simulation tool (COMSOL Multiphysics) assuming that both
                  devices were under the same strain conditions. As a result, along the strain direction
                  in the ZnO piezoelectric films of each bent device, a significant piezoelectric potential
                  was observed to be induced due to the piezoelectric effect. In this simulation, the
                  potential differences between the upper and lower AlN layers of the VING and TVING
                  device structures were found to be 0.06 V and 0.11 V, respectively. Thus, the simulation
                  result seems to be in good agreement with the measurement result, meaning that the
                  TVING device can generate about two times higher output voltages than the VING device.
               
                
                  
                  
                        
                        
Fig. 5. Potential distributions of the two bent devices that were obtained by using
                           a simulation tool (COMSOL Multiphysics) (a) VING device, (b) TVING device.
                        
 
                      
                  
               
               Hinchet et al. proposed that the energy conversion performance of the nanogenerator
                  devices, which can be expressed as mechanical energy transfer ($\eta_{M}$) and electrical
                  energy transfer ($\eta_{E}$) was affected by the insulating interlayer design[7]. The energy transfer yields can be given by
               
                
                  
                  
 
                  
                  
                  
               
                
                  
                  
 
                  
                  
                  
               
               where $d_{x}$, $E_{x}$, and $\varepsilon_{x}$ are the thickness, Young’s modulus,
                  and dielectric constant of the layer $x$, respectively. Also, the subscripts $a$ and
                  $b$ indicate the insulating interlayer and piezoelectric layer, respectively. The
                  Eqs. ((1), (2)) imply that large $E_{a}$, $\varepsilon_{a}$, and small $d_{a}$ values are required
                  for the insulating materials to maximize the energy stored in devices.
               
               The AlN insulating interlayer proposed by our research group has comparatively high
                  $E_{a}$ (330 GPa) and $\varepsilon_{a}$ (9)[5]. We also designed a remarkably thin AlN interlayer (15~50 nm) when compared with
                  ZnO layers (150~170 nm) for the TVING device. Furthermore, the TVING device can be
                  fabricated simply through the vertical integration of two individual VING (or VING-like)
                  devices (here, named VING1 and VING2), as shown in Fig. 1(c). From this point of view,
                  the AlN interlayer inserted between the two adjacent layers of ZnO films for the TVING
                  device seems to play an important role in enhancing the mechanical and electrical
                  energy transfer performance, eventually leading to the improvements of output voltages.
               
                
             
            
                  IV. CONCLUSIONS
               We have proposed a novel tandem-type vertically integrated nanogenerator (TVING) device
                  with five layers of alternately stacked thin films (AlN/ZnO/ AlN/ZnO/AlN). The TVING
                  device has exhibited about twice larger output voltages than the conventional VING
                  device with three layers of stacked thin films (AlN/ZnO/AlN). In addition to its higher
                  device performance, the TVING device could be formed simply by the vertical integration
                  of two same or similar individual VING devices. From this standpoint, this approach
                  seems promising for the fabrication of high-quality ZnO-based energy harvesting devices.
               
             
          
         
            
                  ACKNOWLEDGMENTS
               This work was supported by Basic Science Research Program through the National Research
                  Foundation of Korea (NRF) funded by the Ministry of Education (No. 2016R1D1A1B01007074).
               
             
            
                  
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            Author
             
             
             
            
            received the B.S. degree in materials science and engineering from Chungnam National
               University, Daejeon, Korea, in 2002 and the M.S. degree in information and communications
               engineering from Korea Advanced Institute of Science and Technology (KAIST), Daejeon,
               Korea, in 2004. 
            
            He is currently pursuing the Ph.D. degree in information and communications engineering
               of KAIST. 
            
            His research interests include ZnO-based piezoelectric materials and devices for RF
               communications as well as energy harvesting applications.
            
             
             
            
            received the B.S. degree in electronics and electrical engineering from Sungkyunkwan
               University, Suwon, Korea, in 2016. 
            
            Currently, he is a PhD candidate student in the Department of Electrical Engineering
               of Korea Advanced Institute of Science and Technology (KAIST). 
            
            His research interests include the design and fabrication of piezoelectric and thermoelectric
               energy harvesting devices based on nano-structures and nano- electronics.
            
             
             
            
            received the B.S. degree from Seoul National University (SNU), Seoul, Korea, in 1983,
               the M.S. degree from Korea Advanced Institute of Science and Technology (KAIST), Seoul,
               Korea, 1985, and the Ph.D. degree from the University of Texas at Austin, USA, in
               1994. 
            
            From 1985 to 1990, he was employed as a senior engineer at Digital Equipment Corporation
               (DEC), MA, USA, where he developed oxynitride gate dielectric CMOS devices. 
            
            From 1997 to 2009, he was a faculty member of Information and Communications University,
               Daejeon, Korea, where he developed high-frequency devices for RF and wireless communications.
               
            
            Since 2009, he has been with KAIST, where he is currently a professor in the School
               of Electrical Engineering with teaching and research activities in the areas of nano
               devices and integrated systems, energy generation  &  harvesting devices, and flexible
               sensing devices for healthcare, IoT and sensor network applications. Prof. Yoon is
               a member of IEEE.