A 24Gb/s Switched-Capacitor Pre-Emphasis for PAM-3 Transmitters with Transition-Level
Adaptation
Yoonsang Lee1
Hyunsu Jang1
Myeongju Park1
Jongchan An1
Junyoung Song1,*
-
Department of Electronics Engineering, Incheon National University, Incheon 22012,
Korea
Copyright © The Institute of Electronics and Information Engineers(IEIE)
Index terms
Memory interface, pre-emphasis, three-level pulse amplitude modulation (PAM-3), transceiver, switched capacitor, capacitor peaking
I. INTRODUCTION
As the demand for high-performance computation increases in fields such as artificial
intelligence, cloud computing, and autonomous driving, the required data bandwidth
in memory interfaces is also increasing [1], [2]. As the data rate increases, the extent of channel-induced attenuation becomes greater,
leading to data distortion and more severe inter-symbol interference (ISI). To address
these challenges, three-level pulse-amplitude modulation (PAM-3) has been introduced
[3-
5]. However, the use of PAM signaling increases susceptibility to simultaneous switching
noise (SSN) and crosstalk. For this reason, a feed-forward equalizer (FFE) is required
to preserve the sensing margin reduced by distortion from channel loss and decreased
voltage margin.
FFEs can be classified into voltage equalization [1,
3] and phase equalization [6,
7]. Voltage equalization employs either a discrete-tap FFE or capacitor-peaking FFE.
These approaches increase the I/O capacitance (CIO) by being implemented in parallel
with the output driver, which can significantly degrade the achievable I/O bandwidth
under a limited power budget. Especially in the case of capacitor peaking, as the
data rate increases, half-rate or quad-rate architectures are commonly adopted. However,
when capacitor peaking is employed, multiple peaking capacitors are required to match
the timing phases, thereby increasing the load on the output driver and further degrading
the output bandwidth [3].
To overcome this problem, research on phase equalization has also been actively conducted.
Phase equalization minimizes CIO and reduces power consumption, since the main data
is pre-distorted and fed into the output driver [6,
7]. However, while voltage equalization compensates for both voltage and timing, phase
equalization only compensates for timing, so the amount of channel loss it can compensate
for is restricted. Therefore, this paper proposes a switched-capacitor peaking (SCP)
transmitter, which, like phase emphasis, minimizes CIO while enabling compensation
for larger channel loss.
This paper is organized as follows. Section II describes the overall architecture
of the proposed SCP transmitter. Section III presents the concept and detailed operation
of the proposed PAM-3 SCP transmitter. Section IV provides the simulation results
of the proposed SCP transmitter in a 28-nm CMOS, and Section V concludes this paper.
II. PROPOSED TRANSMITTER TOP BLOCK DIAGRAM
Fig. 1 shows the top-level block diagram of the proposed SCP TX. The proposed architecture
includes a 48-bit pseudo-random binary sequence (PRBS) generator for testing, a 48-to-3
serializer that converts 48 parallel data streams into 3 serial data streams, and
a 3-bit/2UI encoder that maps the data into the PAM-3 format. In the PAM-3 encoding,
the high–high pattern, which has the highest power consumption, is excluded [5]. The 8 GHz external clock enters through an AC buffer and is divided for use by the
PRBS generator and the serializer. It is also used for retiming the encoder output
data. Transition information is obtained by delaying $\text{H}_{\text{EVEN}}$ and
$\text{L}_{\text{EVEN}}$ by 1 UI using flip-flops and comparing the previous data
with the current data. The transition detector generates emphasis-enable signals according
to the detected transitions. These signals control the pulsers and the switches. Capacitor
peaking is generated by the pulsers using the peaking capacitors, while the switches
selectively connect or disconnect the capacitors. In addition, the emphasis coefficient
is adjusted using the pulser. For half-rate operation, a 2-to-1 MUX is used, and four
pulsers and peaking capacitors are used, one for each rising transition and falling
transition in the even and odd phases. To improve power efficiency, the output driver
adopts a low-voltage swing terminated logic (LVSTL) structure, and VDDQ is set to
0.6 V.
Fig. 1. Top block diagram of the proposed transmitter.
Fig. 2 illustrates the transition levels of PAM-3 signaling, consisting of 1-level and 2-level
transitions. Since the amount of channel attenuation varies depending on the transition
level, the emphasis coefficient also needs to be adjusted accordingly. In the proposed
SCP transmitter, the pulser and transition detector are used to control the emphasis
coefficient, and the pulse width for capacitor peaking is varied based on the transition
level. Because the channel loss is larger in a 2-level transition than in a 1-level
transition, a higher emphasis coefficient is required to compensate for the increased
attenuation. Since the channel can be modeled as an RC network, the amount of compensation
can be controlled by adjusting the pulse width. A wider pulse width provides a longer
compensation duration, thereby compensating for higher attenuation. Therefore, in
the proposed SCP transmitter, a pulse width of $\Delta T\text{-UI}$ is applied for
1-level transitions, whereas a pulse width of $2\Delta T\text{-UI}$ is applied for
2-level transitions to perform emphasis.
Fig. 2. Transition levels of PAM-3 signaling.
III. PROPOSED SWITCHED CAPACITOR PEAKING TRANSMITTER
1. Transition Detector
The transition detector determines whether a transition occurs between consecutive
input data patterns. It detects the transition by comparing the even and odd data.
The detected rising and falling transition information is delivered to the pulser
through an enable signal “Tran.Info”. In addition to detecting the occurrence of a
transition, it also identifies the transition level and delivers it to the pulser
through an enable signal “Tran.Level”, which is then used to determine the emphasis
coefficient according to the PAM-3 signaling levels.
After the transition level is identified, the pulser determines the pulse width of
its output. The structure of the pulser is shown in Fig. 4, and the pulse width is adjusted through delay control to set the emphasis coefficient.
One UI corresponds to 62.5 ps, and the delay can be tuned from 20 ps to 43 ps. Depending
on the transition level, the output is selected through a MUX, and in the case of
a 2-level transition, a wider pulse is generated. For a 2-level transition, the emphasis
coefficient becomes approximately twice that of a 1-level transition.
Fig. 3. Simulated voltage margin to pulser control bit.
Fig. 4. Architecture of pulser.
In PAM signaling, the amplitude levels include an intermediate level in addition to
HIGH and LOW. Consequently, both under-equalization and over-equalization reduce the
eye-opening. Under-equalization insufficiently compensates channel attenuation, whereas
over-equalization distorts the intermediate level and closes the eyes corresponding
to HIGH and LOW. Therefore, accurate adjustment of the emphasis coefficient is required.
In this work, as shown in Fig. 3, the emphasis coefficient is adjusted by tuning the pulser delay, and a digital control
code of 0011 is applied to maximize the eye-sensing margin at the SS corner. By adjusting
the control bits, the variation across process corners can be compensated. The SCP
transmitter is verified under –9.2 dB channel loss at an 8 GHz Nyquist frequency in
post-layout simulation.
When multiple discrete taps or conventional capacitor peaking are used, the emphasis
coefficient is determined within the output driver. In contrast, in the proposed SCP
transmitter, the emphasis coefficient is set in advance in the pulser before the output
driver, as in phase emphasis. This minimizes the output driver power and CIO compared
to a discrete tap FFE or a capacitor-peaking FFE. In addition, because the proposed
method is based on a capacitor-peaking FFE, the CIO is minimized as in phase emphasis,
but the emphasis is performed in the voltage domain, allowing compensation for higher
channel loss than phase emphasis.
2. Proposed Switched Capacitor Peaking
Fig. 5 illustrates the operation of the proposed SCP transmitter. In this architecture,
the transition detector operates according to the input data patterns, controlling
the switch between the peaking capacitor and the output driver.
Fig. 5. Operation of proposed SCP. (a) CID pattern, (b) Transition pattern.
For CID patterns, the switch is turned off, disconnecting the peaking capacitor from
the output driver, as illustrated in Fig. 5(a). This minimizes the output driver CIO, preventing bandwidth reduction and increased
power consumption. Conversely, as shown in Fig. 5(b), when a transition pattern occurs, the switch is turned on, connecting the peaking
capacitor to the output driver. The connected peaking capacitor provides peaking with
a predetermined pulse width according to the transition level, thereby emphasizing
the output data of the driver. In addition, because the capacitor is connected only
during transition patterns, the settling caused by the capacitor can be prevented.
As a result, the proposed SCP transmitter allows the output data to be determined
exclusively by the output driver in CID patterns.
Fig. 6. Capacitor peaking simulation results according to the capacitor size. (a)
peaking capacitor = 300 fF, (b) peaking capacitor = 10 pF.
Capacitor peaking FFE exploits the characteristic that the voltage difference across
a capacitor cannot change instantaneously. However, in conventional capacitor-peaking
methods, the RC time constant $\tau$ causes the main data to fluctuate. When a small
capacitor is used to minimize CIO, the voltage changes due to peaking as shown in
Fig. 6(a). Because the capacitor stores only a small amount of charge, the voltage quickly
changes. As a result, during the next peaking event, the main data level is instantaneously
increased by approximately 422 mV, and approximately 1.5 UI is required for settling.
To prevent this, a larger capacitor can be used as shown in Fig. 6(b). However, due to the larger $\tau$, the settling time becomes longer, and approximately
110 mV of residual offset remains even after about 2 UI, including about 30 mV of
DC offset.
In contrast, in the proposed SCP transmitter, only the peaking operation is applied
through the capacitor, and then the switch disconnects the capacitor from the output
driver. Therefore, regardless of the capacitor size, the output data level is determined
solely by the output driver. In this work, a 150 fF capacitor is used for the peaking
operation.
IV. SIMULATION RESULTS
Fig. 7(a) and Fig. 7(b) illustrate the layout and the power distribution, respectively. For the post-layout
simulation, a channel with characteristics of -9.2 dB @ 8 GHz, as shown in Fig. 7(c), was used. With a 1 V main supply and a 0.6 V driver supply, the proposed TX consumes
27.96 mW at 24 Gb/s, corresponding to an energy efficiency of 0.129 pJ/b/dB. Fig. 8 presents the eye diagram results under different conditions. In Fig. 8(a), the conventional capacitor peaking was applied using the same capacitor value and
power as the SCP transmitter, where the peaking capacitor is always connected to the
output driver without switch control. Since a small capacitor is used, CM fluctuates,
and the eye closes. Similarly, Fig. 8(b) shows that without emphasis, the eye also closes. In Fig. 8(c), compensation was applied only for 1-level transitions in the PAM-3 signal, which
resulted in a vertical eye margin of 34 mV and a horizontal margin of 38 ps. Because
the coefficients for the 2-level and 1-level transitions are set to the same value,
the 2-level transitions do not receive adequate compensation, and thus, the sensing
margin is not sufficiently secured. Finally, Fig. 8(d) shows the result when compensation for 2-level transitions was added, leading to
improved margins of 61 mV vertically and 41 ps horizontally. With the application
of transition-level dependent emphasis coefficients, the voltage margin was improved
to about twice that of Fig. 8(c). Table 1 summarizes and compares the proposed structure with recently reported memory interfaces.
In [4], de-emphasis compensates for only 4.4 dB of channel loss. In [5], channel attenuation cannot be compensated because no equalizer is used. In [6], phase equalization is used to minimize CIO, but the compensated channel loss is
limited to 2.76 dB. Although [8] achieves higher channel-loss compensation, it requires two supply voltages for pre-emphasis.
In [9], the emphasis coefficient is also adjusted according to the transition level in PAM
signaling. However, since the control is implemented at the output driver, it results
in an increase in CIO. In contrast, the proposed SCP transmitter minimizes CIO and
achieves pre-emphasis without requiring an additional supply voltage.
Fig. 7. (a) Layout of proposed transmitter, (b) Power breakdown, (c) Channel attenuation.
Fig. 8. Simulation PAM-3 eye diagrams of the transmitter. (a) w/o switch, (b) w/o
emphasis, (c) w/o transition level adaptation, (d) w/ transition level adaptation.
Table 1. Performance summary and comparison.
|
|
[4]
|
[5]
|
[6]
|
[8]
|
[9]
|
aThis Work
|
|
Signaling
|
NRZ/PAM-3
|
PAM-3
|
PAM-4
|
PAM-3
|
PAM-4
|
PAM-3
|
|
VDDQ
|
1 V
|
0.6 V
|
0.6 V
|
c0.6/0.3 V
|
1.0/1.0 V
|
0.6 V
|
|
Data rate
|
25.2 Gb/s
|
30 Gb/s
|
25 Gb/s
|
22.5 Gb/s
|
38 Gb/s
|
24 Gb/s
|
|
TX equalizer technique
|
2-tap De-emphasis
|
N/A
|
1-tap Phase emphasis
|
2-tap Pre-emphasis
|
CC-FFE
|
1-tap SCP
|
|
Transition level adaptation
|
N
|
N
|
N
|
N
|
Y
|
Y
|
|
Channel Loss @ Nyquist freq
|
4.4 dB
|
6.5 dB
|
2.76 dB
|
10.36 dB
|
3.5 dB
|
9.2 dB
|
|
Energy efficiency [pJ/b/dB]
|
0.256
|
b0.04
|
0.155
|
0.083
|
0.19
|
0.127
|
V. CONCLUSION
This work presents an SCP transmitter for high-speed memory interfaces to compensate
for channel-induced attenuation while minimizing CIO. The emphasis coefficient is
predetermined before the output driver, enabling FFE operation while minimizing the
overhead of the output driver. By applying pre-emphasis using transition-level detection
and controlling the peaking capacitor, the proposed SCP transmitter achieves effective
loss compensation without increasing the driver capacitance or inducing common-mode
voltage fluctuations. Post-layout simulations in a 28-nm CMOS process demonstrate
operation at 24 Gb/s over a channel with -9.2 dB of loss at 8 GHz, achieving an energy
efficiency of 0.129 pJ/b/dB and eye margins of 61 mV vertically and 0.65 UI horizontally.
ACKNOWLEDGMENT
This work was supported by the Incheon National University Research Grant in 2022.
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Yoonsang Lee received the B.S. degree in electronics engineering from Incheon National
University, Incheon, South Korea, in 2024, where he is currently pursuing an M.S.
degree in integrated circuit and systems Lab. His research interests include memory
interfaces, high-speed transceivers.
Hyunsu Jang received the B.S. degree in electronics engineering from Incheon University,
Incheon, National South Korea, in 2024, where he is currently pursuing an M.S. degree
in integrated circuit and systems Lab. He is currently conducting research on clock
and data recovery circuit and high-speed wireline interface.
Myeongju Park received the B.S. degrees in electronics engineering from Incheon National
University, Incheon, South Korea, in 2025, where he is currently pursuing an M.S.
degree in integrated circuit and systems Lab. He is currently conducting research
on Clock and Data Recovery circuit and high-speed wireline interface.
Jongchan An received the B.S. and M.S. degrees in electronics engineering from Incheon
National University, Incheon, South Korea, in 2021 and 2023, respectively, where he
is currently pursuing a Ph.D. degree in integrated circuit and systems Lab. He is
currently conducting research on clock generators, clock and data recovery circuit
in memory interfaces and high speed wireline transceivers.
Junyoung Song (S’08, M’14) received the B.S. and M.S. degrees in electronics engineering
and the Ph.D. degree in electrical and computer engineering from Korea University,
Seoul, South Korea, in 2008, 2010, and 2014, respectively. In 2012, he was a Visiting
Scholar with the University of California at Los Angeles, Los Angeles, CA, USA. In
2014, he joined the Analog Serial I/O Group, Intel Corporation, San Jose, CA, where
he was involved in the wireline transceiver design for high-performance FPGA. Since
2018, he has been with the School of Electronics Engineering, Incheon National University,
Incheon, South Korea, where he is currently an Associate Professor. He has coauthored
the book High-Bandwidth Memory Interface (Springer, 2013). His research interests
include the high-speed wireline transceiver, memory, and clock generator. Dr. Song
was a recipient of the Minister of Ministry of Education, Science and Technology Award
at the Korea Semiconductor Design Contest in 2011 and the IEEE Seoul Section Student
Paper Contest Bronze Award in 2011 and 2013. He served on the Technical Program Committee
of the IEEE Asian Solid-State Circuits Conference from 2019 to 2024.